Dominic Siu Yin Chong
莊紹言
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dominic Siu Yin Chong (莊紹言), a licensed former licensee with CE reference BNG839. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Central China International Securities Co., Limited 中州國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-05-20 | 2020-02-28 |
| Central China International Securities Co., Limited 中州國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-04-29 | 2020-02-28 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-08-30 | 2018-12-07 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-31 | 2018-12-07 |