Kit Lee
李傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kit Lee (李傑), a licensed Responsible Officer with CE reference BNH149. Currently licensed at 1 firm(s): YRD Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| YRD Asset Management Limited | RO | Type 1 — Dealing in securities | 2019-01-14 | present |
| YRD Asset Management Limited | RO | Type 4 — Advising on securities | 2019-01-14 | present |
| YRD Asset Management Limited | RO | Type 9 — Asset management | 2019-01-14 | present |
| YRD Asset Management Limited | Rep | Type 1 — Dealing in securities | 2018-09-13 | 2019-01-14 |
| YRD Asset Management Limited | Rep | Type 4 — Advising on securities | 2018-09-13 | 2019-01-14 |
| YRD Asset Management Limited | Rep | Type 9 — Asset management | 2018-09-13 | 2019-01-14 |