Shui Wai Siu
蕭穗維
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shui Wai Siu (蕭穗維), a licensed Responsible Officer with CE reference BNH566. Currently licensed at 1 firm(s): Tianli Financial Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tianli Financial Limited 天利金融有限公司 |
RO | Type 4 — Advising on securities | 2023-04-26 | present |
| Tianli Financial Limited 天利金融有限公司 |
RO | Type 9 — Asset management | 2023-04-26 | present |
| Tianli Financial Limited 天利金融有限公司 |
Rep | Type 4 — Advising on securities | 2022-01-05 | 2023-04-26 |
| Tianli Financial Limited 天利金融有限公司 |
Rep | Type 9 — Asset management | 2022-01-05 | 2023-04-26 |
| Tianli Financial Limited 天利金融有限公司 |
Rep | Type 4 — Advising on securities | 2018-10-04 | 2019-08-09 |
| Tianli Financial Limited 天利金融有限公司 |
Rep | Type 9 — Asset management | 2018-10-04 | 2019-08-09 |