Chun Wing Ray Tam
譚雋永
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Wing Ray Tam (譚雋永), a licensed former licensee with CE reference BNJ187. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2022-11-25 | 2023-03-06 |
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2021-06-18 | 2022-10-28 |
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2019-01-07 | 2019-06-14 |
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2019-01-07 | 2022-10-28 |
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2019-01-07 | 2022-10-28 |
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2018-09-05 | 2019-01-07 |