Zhicheng Zhou

周志成
CE No. BNJ995 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhicheng Zhou (周志成), a licensed Responsible Officer with CE reference BNJ995. Currently licensed at 1 firm(s): Guoyuan Asset Management (Hong Kong) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 11.

Licence history

FirmRoleRegulated activityFromTo
Guoyuan Asset Management (Hong Kong) Limited
國元資產管理(香港)有限公司
RO Type 4 — Advising on securities 2023-02-17 present
Guoyuan Asset Management (Hong Kong) Limited
國元資產管理(香港)有限公司
RO Type 9 — Asset management 2023-02-17 present
Guoyuan Asset Management (Hong Kong) Limited
國元資產管理(香港)有限公司
Rep Type 4 — Advising on securities 2022-12-02 2023-02-17
Guoyuan Asset Management (Hong Kong) Limited
國元資產管理(香港)有限公司
Rep Type 9 — Asset management 2022-12-02 2023-02-17
JQ Securities (Hong Kong) Limited
金信期盈證券(香港)有限公司
RO Type 4 — Advising on securities 2021-10-04 2022-11-04
JQ Securities (Hong Kong) Limited
金信期盈證券(香港)有限公司
RO Type 9 — Asset management 2021-10-04 2022-11-04
JQ Securities (Hong Kong) Limited
金信期盈證券(香港)有限公司
Rep Type 9 — Asset management 2020-07-27 2021-10-04
JQ Securities (Hong Kong) Limited
金信期盈證券(香港)有限公司
Rep Type 1 — Dealing in securities 2020-06-05 2022-11-04
JQ Securities (Hong Kong) Limited
金信期盈證券(香港)有限公司
Rep Type 4 — Advising on securities 2020-06-05 2021-10-04
XinKong International Securities Limited
信控國際證券有限公司
Rep Type 1 — Dealing in securities 2018-08-28 2019-07-26
XinKong International Securities Limited
信控國際證券有限公司
Rep Type 4 — Advising on securities 2018-08-28 2019-07-26

Related