Kwan Lok Locky Lau
劉君樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwan Lok Locky Lau (劉君樂), a licensed Responsible Officer with CE reference BNN600. Currently licensed at 1 firm(s): AJ Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AJ Asset Management Limited 安捷資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-08-26 | present |
| AJ Asset Management Limited 安捷資產管理有限公司 |
RO | Type 9 — Asset management | 2024-08-26 | present |
| AJ Asset Management Limited 安捷資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-07-29 | 2024-08-26 |
| AJ Asset Management Limited 安捷資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-07-29 | 2024-08-26 |
| L Capital Limited |
RO | Type 4 — Advising on securities | 2024-02-27 | 2024-06-07 |
| L Capital Limited |
RO | Type 9 — Asset management | 2024-02-27 | 2024-06-07 |
| L Capital Limited |
Rep | Type 4 — Advising on securities | 2024-01-09 | 2024-02-27 |
| L Capital Limited |
Rep | Type 9 — Asset management | 2024-01-09 | 2024-02-27 |
| AJ Asset Management Limited 安捷資產管理有限公司 |
RO | Type 9 — Asset management | 2023-08-11 | 2023-12-01 |
| AJ Asset Management Limited 安捷資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-12-21 | 2023-12-01 |
| AJ Asset Management Limited 安捷資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-10-03 | 2021-12-21 |
| AJ Asset Management Limited 安捷資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-10-03 | 2023-08-11 |