Hui Shang Serene Tan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hui Shang Serene Tan, a licensed Representative with CE reference BNO561. Currently licensed at 1 firm(s): Vontobel (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-02-07 | present |
| Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-02-07 | present |
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
Rep | Type 9 — Asset management | 2019-09-19 | 2022-01-14 |
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-03 | 2022-01-14 |