Charles Yik Ning Ngai
魏翊寧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Yik Ning Ngai (魏翊寧), a licensed former licensee with CE reference BNO688. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-06-06 | 2026-01-05 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2023-06-06 | 2026-01-05 |
| JQ Securities (Hong Kong) Limited 金信期盈證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-07-18 | 2023-05-24 |
| JQ Securities (Hong Kong) Limited 金信期盈證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-07-18 | 2023-05-24 |
| JQ Securities (Hong Kong) Limited 金信期盈證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2022-07-18 | 2023-05-24 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-12-24 | 2022-04-13 |
| Atlantic Asset Management Limited 大西洋資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-07-12 | 2021-11-16 |
| Atlantic Asset Management Limited 大西洋資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-07-12 | 2021-11-16 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-06-08 | 2021-06-30 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-06-08 | 2021-06-30 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-06-08 | 2021-06-30 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 9 — Asset management | 2020-06-08 | 2021-06-30 |
| Ark Futures (Hong Kong) Limited 同舟期貨（香港）有限公司 |
Rep | Type 5 — Advising on futures contracts | 2019-08-27 | 2020-05-30 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2019-08-27 | 2020-05-30 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-05-10 | 2020-05-30 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-19 | 2020-05-30 |
| Ark Futures (Hong Kong) Limited 同舟期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-09-19 | 2020-05-30 |