Tsung En Hsu

徐琮恩
CE No. BNO998 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsung En Hsu (徐琮恩), a licensed Representative with CE reference BNO998. Currently licensed at 1 firm(s): Goldman Sachs Asset Management (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 9 — Asset management. Total licence records on file: 7.

Licence history

FirmRoleRegulated activityFromTo
Goldman Sachs Asset Management (Hong Kong) Limited
高盛資產管理(香港)有限公司
Rep Type 1 — Dealing in securities 2023-05-12 present
Goldman Sachs Asset Management (Hong Kong) Limited
高盛資產管理(香港)有限公司
Rep Type 9 — Asset management 2023-05-12 present
Harvest Global Investments Limited
嘉實國際資產管理有限公司
Rep Type 9 — Asset management 2021-11-25 2023-05-02
Harvest Global Investments Limited
嘉實國際資產管理有限公司
Rep Type 1 — Dealing in securities 2021-11-05 2023-05-02
Harvest Global Investments Limited
嘉實國際資產管理有限公司
Rep Type 4 — Advising on securities 2021-11-05 2023-05-02
Premia Partners Company Limited
睿亞資產管理有限公司
Rep Type 1 — Dealing in securities 2018-10-31 2021-09-13
Premia Partners Company Limited
睿亞資產管理有限公司
Rep Type 4 — Advising on securities 2018-10-31 2021-09-13

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