Guobin Xu
許国斌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Guobin Xu (許国斌), a licensed Responsible Officer with CE reference BNP647. Currently licensed at 1 firm(s): Lighthouse Capital (HK) Financial Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lighthouse Capital (HK) Financial Limited 光源資本(香港)金融有限公司 |
RO | Type 4 — Advising on securities | 2023-11-10 | present |
| Lighthouse Capital (HK) Financial Limited 光源資本(香港)金融有限公司 |
RO | Type 1 — Dealing in securities | 2023-05-15 | present |
| Lighthouse Capital (HK) Financial Limited 光源資本(香港)金融有限公司 |
RO | Type 9 — Asset management | 2023-02-17 | present |
| Lighthouse Capital (HK) Financial Limited 光源資本(香港)金融有限公司 |
Rep | Type 9 — Asset management | 2022-12-20 | 2023-02-17 |
| EMP Capital Limited 盈創資本有限公司 |
RO | Type 4 — Advising on securities | 2022-03-28 | 2022-11-30 |
| EMP Capital Limited 盈創資本有限公司 |
RO | Type 9 — Asset management | 2019-02-01 | 2022-11-30 |