Loic Yves Aurelien Brach
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Loic Yves Aurelien Brach ( ), a licensed former licensee with CE reference BNP881. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2021-08-12 | 2023-06-23 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 — Asset management | 2021-08-12 | 2023-06-23 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2018-10-03 | 2023-06-23 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2018-10-03 | 2023-06-23 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2018-10-03 | 2023-06-23 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2018-10-03 | 2023-06-23 |