Loic Yves Aurelien Brach

CE No. BNP881 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Loic Yves Aurelien Brach (), a licensed former licensee with CE reference BNP881. Total licence records on file: 6.

Licence history

FirmRoleRegulated activityFromTo
HSBC Investment Funds (Hong Kong) Limited Rep Type 4 — Advising on securities 2021-08-12 2023-06-23
HSBC Investment Funds (Hong Kong) Limited Rep Type 9 — Asset management 2021-08-12 2023-06-23
HSBC Global Asset Management (Hong Kong) Limited Rep Type 1 — Dealing in securities 2018-10-03 2023-06-23
HSBC Investment Funds (Hong Kong) Limited Rep Type 1 — Dealing in securities 2018-10-03 2023-06-23
HSBC Global Asset Management (Hong Kong) Limited Rep Type 4 — Advising on securities 2018-10-03 2023-06-23
HSBC Global Asset Management (Hong Kong) Limited Rep Type 9 — Asset management 2018-10-03 2023-06-23

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