Zhuang Xiong
熊庄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhuang Xiong (熊庄), a licensed Representative with CE reference BNR017. Currently licensed at 1 firm(s): CLSA Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-09-09 | present |
| Fullgoal Asset Management (HK) Limited 富國資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-19 | 2021-07-23 |
| Fullgoal Asset Management (HK) Limited 富國資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2018-10-19 | 2021-07-23 |