Pg Md Noor Sufian Pg Omar
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pg Md Noor Sufian Pg Omar ( ), a licensed former licensee with CE reference BNR516. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| EnTrustPermal (Hong Kong) Limited 盈信博茂(香港)有限公司(以EnTrustGlobal名義經營業務) |
RO | Type 1 — Dealing in securities | 2020-06-03 | 2020-09-30 |
| EnTrustPermal (Hong Kong) Limited 盈信博茂(香港)有限公司(以EnTrustGlobal名義經營業務) |
RO | Type 4 — Advising on securities | 2020-06-03 | 2020-09-30 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-04 | 2020-07-30 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2019-09-04 | 2020-07-30 |
| EnTrustPermal (Hong Kong) Limited 盈信博茂(香港)有限公司(以EnTrustGlobal名義經營業務) |
Rep | Type 1 — Dealing in securities | 2019-05-10 | 2019-09-02 |
| EnTrustPermal (Hong Kong) Limited 盈信博茂(香港)有限公司(以EnTrustGlobal名義經營業務) |
Rep | Type 4 — Advising on securities | 2019-05-10 | 2019-09-02 |