Xiaofang (SFC:BNR541) Chen

陳小芳
CE No. BNR541 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaofang (SFC:BNR541) Chen (陳小芳), a licensed Responsible Officer with CE reference BNR541. Currently licensed at 1 firm(s): Jiangquan Securities Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.

Licence history

FirmRoleRegulated activityFromTo
Jiangquan Securities Company Limited
疆全證券有限公司
RO Type 1 — Dealing in securities 2025-04-25 present
Jiangquan Securities Company Limited
疆全證券有限公司
RO Type 4 — Advising on securities 2025-04-25 present
Jiangquan Securities Company Limited
疆全證券有限公司
RO Type 9 — Asset management 2025-04-25 present
Profit Access Investments Limited
啓利投資有限公司
RO Type 1 — Dealing in securities 2024-06-24 2025-04-11
Profit Access Investments Limited
啓利投資有限公司
RO Type 1 — Dealing in securities 2019-03-28 2022-09-19
Profit Access Investments Limited
啓利投資有限公司
RO Type 4 — Advising on securities 2019-03-28 2025-04-11
Profit Access Investments Limited
啓利投資有限公司
RO Type 9 — Asset management 2019-03-28 2025-04-11

Related