Richard James Gillham
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard James Gillham ( ), a licensed former licensee with CE reference BNS165. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2018-11-20 | 2018-11-23 |