Christine Yan Yi Lu
呂欣怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christine Yan Yi Lu (呂欣怡), a licensed Representative with CE reference BNS454. Currently licensed at 1 firm(s): Complus Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Complus Asset Management Limited 金栢資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2023-07-03 | present |
| Complus Asset Management Limited 金栢資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-07-03 | present |
| Complus Asset Management Limited 金栢資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-10-20 | present |
| CR Capital Investment Management Limited | Rep | Type 4 — Advising on securities | 2018-11-22 | 2021-09-24 |
| CR Capital Investment Management Limited | Rep | Type 9 — Asset management | 2018-11-22 | 2021-09-24 |