Benjamin Pierce Pollock
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Benjamin Pierce Pollock, a licensed Responsible Officer with CE reference BNS463. Currently licensed at 1 firm(s): Jasper Capital Hong Kong Limited . Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jasper Capital Hong Kong Limited |
RO | Type 4 — Advising on securities | 2024-10-02 | present |
| Jasper Capital Hong Kong Limited |
RO | Type 9 — Asset management | 2024-10-02 | present |
| Jasper Capital Hong Kong Limited |
Rep | Type 4 — Advising on securities | 2024-08-20 | 2024-10-02 |
| Jasper Capital Hong Kong Limited |
Rep | Type 9 — Asset management | 2024-08-20 | 2024-10-02 |
| EnSphere Investment Management Limited | Rep | Type 9 — Asset management | 2022-06-02 | 2024-04-12 |
| Jasper Capital Hong Kong Limited |
Rep | Type 4 — Advising on securities | 2018-11-26 | 2022-05-13 |
| Jasper Capital Hong Kong Limited |
Rep | Type 9 — Asset management | 2018-11-26 | 2022-05-13 |