Dongzhe Wang
王東哲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dongzhe Wang (王東哲), a licensed Responsible Officer with CE reference BNT132. Currently licensed at 1 firm(s): SPDB International Investment Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SPDB International Investment Management Limited 浦銀國際投資管理有限公司 |
RO | Type 4 — Advising on securities | 2020-07-28 | present |
| SPDB International Investment Management Limited 浦銀國際投資管理有限公司 |
RO | Type 9 — Asset management | 2020-07-28 | present |
| SPDB International Investment Management Limited 浦銀國際投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-04-06 | 2020-07-28 |
| SPDB International Investment Management Limited 浦銀國際投資管理有限公司 |
Rep | Type 9 — Asset management | 2020-04-06 | 2020-07-28 |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2019-04-30 | 2020-02-28 |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-04-30 | 2020-02-28 |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
RO | Type 9 — Asset management | 2019-04-30 | 2020-02-28 |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-30 | 2019-04-30 |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-10-30 | 2019-04-30 |