Chang (SFC:BNT779) Liu
劉暢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chang (SFC:BNT779) Liu (劉暢), a licensed former licensee with CE reference BNT779. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CR Wealth and Asset Management Limited 華興財富資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2020-08-07 | 2020-08-31 |
| CR Wealth and Asset Management Limited 華興財富資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-08-07 | 2020-08-31 |
| CR Wealth and Asset Management Limited 華興財富資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-01-06 | 2020-08-31 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-10-21 | 2020-08-31 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-23 | 2020-08-31 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-02-08 | 2019-08-31 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-11-12 | 2019-08-31 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-11-12 | 2019-08-31 |