Liu (SFC:BNU351) Yang
楊柳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Liu (SFC:BNU351) Yang (楊柳), a licensed former licensee with CE reference BNU351. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Asset Management Limited 招銀國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2024-11-08 | 2026-02-23 |
| CMB International Asset Management Limited 招銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-11-08 | 2026-02-23 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-11-08 | 2024-08-05 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-11-08 | 2024-08-05 |