Ning Guo
郭宁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ning Guo (郭宁), a licensed Responsible Officer with CE reference BNU923. Currently licensed at 1 firm(s): Brimstone Asset Management Company Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Brimstone Asset Management Company Limited 布林斯通資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-01-28 | present |
| Brimstone Asset Management Company Limited 布林斯通資產管理有限公司 |
RO | Type 9 — Asset management | 2022-01-28 | present |
| Brimstone Asset Management Company Limited 布林斯通資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-06-10 | 2022-01-28 |
| Brimstone Asset Management Company Limited 布林斯通資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-06-10 | 2022-01-28 |