Charles Robert James Buxton
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Robert James Buxton, a licensed Responsible Officer with CE reference BNV161. Currently licensed at 1 firm(s): Progeny (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Progeny (Hong Kong) Limited |
RO | Type 9 — Asset management | 2019-06-21 | present |
| Progeny (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2019-03-04 | present |
| Progeny (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2019-03-04 | present |
| Progeny (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2019-01-22 | 2019-03-04 |
| Progeny (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2019-01-22 | 2019-03-04 |