Qiming Li
李麒明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qiming Li (李麒明), a licensed former licensee with CE reference BNY279. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RAM Investment Advisors Limited 譽信投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2022-08-05 | 2022-11-09 |
| RAM Investment Advisors Limited 譽信投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-07-26 | 2022-11-09 |
| RAM Investment Advisors Limited 譽信投資管理有限公司 |
Rep | Type 9 — Asset management | 2022-07-26 | 2022-11-09 |
| Pixiu Asset Management Limited 富瑞資產管理有限公司(以容韜資本名義經營業務) |
Rep | Type 4 — Advising on securities | 2021-06-11 | 2021-12-01 |
| Pixiu Asset Management Limited 富瑞資產管理有限公司(以容韜資本名義經營業務) |
Rep | Type 9 — Asset management | 2021-06-11 | 2021-12-01 |
| China Sunrise Asset Management Limited 華升資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-02-04 | 2020-02-07 |
| China Sunrise Asset Management Limited 華升資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-02-04 | 2020-02-07 |
| China Sunrise Asset Management Limited 華升資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-02-04 | 2020-02-07 |