Geraldine Joyce Buckingham
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Geraldine Joyce Buckingham ( ), a licensed former licensee with CE reference BNY930. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
RO | Type 1 — Dealing in securities | 2019-05-09 | 2021-02-19 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-05-09 | 2021-02-19 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
RO | Type 4 — Advising on securities | 2019-05-09 | 2021-02-19 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-05-09 | 2021-02-19 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
RO | Type 9 — Asset management | 2019-05-09 | 2021-02-19 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 — Dealing in securities | 2019-04-16 | 2019-05-09 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-04-16 | 2019-05-09 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 — Advising on securities | 2019-04-16 | 2019-05-09 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-04-16 | 2019-05-09 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 9 — Asset management | 2019-04-16 | 2019-05-09 |