Zhen Guo
郭真
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhen Guo (郭真), a licensed Representative with CE reference BNZ011. Currently licensed at 1 firm(s): CCB Principal Asset Management (Hong Kong) Co., Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB Principal Asset Management (Hong Kong) Co., Limited 建信資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2025-03-03 | present |
| CCB Principal Asset Management (Hong Kong) Co., Limited 建信資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2025-03-03 | present |
| Moody's Investors Service Hong Kong Limited | Rep | Type 10 — Providing credit rating services | 2021-06-02 | 2025-01-27 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-12-31 | 2021-03-26 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-12-31 | 2021-03-26 |