Thomas William Seward
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas William Seward, a licensed Responsible Officer with CE reference BOA532. Currently licensed at 1 firm(s): Houlihan Lokey (China) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
RO | Type 1 — Dealing in securities | 2020-11-20 | present |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
RO | Type 4 — Advising on securities | 2020-11-20 | present |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-11-20 | present |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-01-11 | 2020-11-20 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
Rep | Type 4 — Advising on securities | 2019-01-11 | 2020-11-20 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-01-11 | 2020-11-20 |