Yiping Du

杜一平
CE No. BOA881 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiping Du (杜一平), a licensed Responsible Officer with CE reference BOA881. Currently licensed at 1 firm(s): UBP Asset Management Asia Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.

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Licence history

FirmRoleRegulated activityFromTo
UBP Asset Management Asia Limited
瑞士聯合資產管理亞洲有限公司		 RO Type 9 — Asset management 2022-06-13 present
UBP Asset Management Asia Limited
瑞士聯合資產管理亞洲有限公司		 Rep Type 4 — Advising on securities 2020-06-09 present
UBP Asset Management Asia Limited
瑞士聯合資產管理亞洲有限公司		 Rep Type 9 — Asset management 2020-06-09 2022-06-13
UBP Asset Management Asia Limited
瑞士聯合資產管理亞洲有限公司		 Rep Type 4 — Advising on securities 2019-01-18 2019-11-14
UBP Asset Management Asia Limited
瑞士聯合資產管理亞洲有限公司		 Rep Type 9 — Asset management 2019-01-18 2019-11-14

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