Sau Him Ip
葉守謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sau Him Ip (葉守謙), a licensed Responsible Officer with CE reference BOB380. Currently licensed at 1 firm(s): Prosper Global Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prosper Global Asset Management Limited 盛世環球資產管理有限公司 |
RO | Type 4 — Advising on securities | 2025-11-21 | present |
| Prosper Global Asset Management Limited 盛世環球資產管理有限公司 |
RO | Type 9 — Asset management | 2025-11-21 | present |
| Prosper Global Asset Management Limited 盛世環球資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2025-11-19 | 2025-11-21 |
| Prosper Global Asset Management Limited 盛世環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2025-11-19 | 2025-11-21 |
| Seazen Resources Securities Limited 新城晉峰證券有限公司 |
RO | Type 1 — Dealing in securities | 2025-04-28 | 2025-10-31 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-10-06 | 2025-10-31 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
RO | Type 9 — Asset management | 2022-10-06 | 2025-10-31 |
| Seazen Resources Securities Limited 新城晉峰證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-10-05 | 2025-04-28 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2022-06-08 | 2023-02-02 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-05-17 | 2022-10-06 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-05-17 | 2022-10-06 |
| Empyrean Management (Hong Kong) Limited 九天管理（香港）有限公司 |
RO | Type 4 — Advising on securities | 2020-05-15 | 2022-04-06 |
| Empyrean Management (Hong Kong) Limited 九天管理（香港）有限公司 |
RO | Type 9 — Asset management | 2020-05-15 | 2022-04-06 |
| Empyrean Management (Hong Kong) Limited 九天管理（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2019-11-01 | 2020-05-15 |
| Empyrean Management (Hong Kong) Limited 九天管理（香港）有限公司 |
Rep | Type 9 — Asset management | 2019-02-28 | 2020-05-15 |