Ling Ngai Lok
駱凌巍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ling Ngai Lok (駱凌巍), a licensed former licensee with CE reference BOB764. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Solomon JFZ (Asia) Holdings Limited 華贏東方(亞洲)控股有限公司 |
RO | Type 1 — Dealing in securities | 2023-01-12 | 2023-07-12 |
| Solomon JFZ (Asia) Holdings Limited 華贏東方(亞洲)控股有限公司 |
RO | Type 4 — Advising on securities | 2023-01-12 | 2023-07-12 |
| Solomon JFZ (Asia) Holdings Limited 華贏東方(亞洲)控股有限公司 |
RO | Type 9 — Asset management | 2023-01-12 | 2023-07-12 |