Calvin Sean Lu
陸凱文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Calvin Sean Lu (陸凱文), a licensed former licensee with CE reference BOC023. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-09-07 | 2021-07-23 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-09-07 | 2021-07-23 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-03-04 | 2020-08-16 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2019-03-04 | 2020-08-16 |