Yang (SFC:BOD373) Lu
陸楊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang (SFC:BOD373) Lu (陸楊), a licensed Representative with CE reference BOD373. Currently licensed at 1 firm(s): Dragonstone Capital Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dragonstone Capital Management Limited 龍石資本管理有限公司 |
Rep | Type 9 — Asset management | 2021-06-07 | present |
| Dragonstone Capital Management Limited 龍石資本管理有限公司 |
Rep | Type 1 — Dealing in securities | 2021-05-18 | present |
| Dragonstone Capital Management Limited 龍石資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-05-18 | present |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-02-28 | 2021-03-10 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-02-28 | 2021-03-10 |