Ronald Yuen
源志
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ronald Yuen (源志), a licensed Responsible Officer with CE reference BOE223. Currently licensed at 1 firm(s): China Sunrise Capital Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Sunrise Capital Limited 華升資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2026-01-28 | present |
| China Sunrise Capital Limited 華升資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2025-12-18 | 2026-01-28 |
| China Sunrise Capital Limited 華升資本有限公司 |
Rep | Type 1 — Dealing in securities | 2023-11-15 | 2023-11-15 |
| China Sunrise Capital Limited 華升資本有限公司 |
RO | Type 1 — Dealing in securities | 2023-09-22 | 2023-11-15 |
| China Sunrise Capital Limited 華升資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2023-09-22 | 2023-11-15 |
| China Sunrise Capital Limited 華升資本有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-18 | 2023-09-22 |
| China Sunrise Capital Limited 華升資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-03-12 | 2023-09-22 |