Guangmin Xia
夏廣民
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Guangmin Xia (夏廣民), a licensed Responsible Officer with CE reference BOE427. Currently licensed at 2 firm(s): GF Securities (Hong Kong) Brokerage Limited, GF Asset Management (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2025-08-27 | present |
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2025-08-27 | present |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
RO | Type 4 — Advising on securities | 2025-08-27 | present |
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2025-08-27 | present |
| Rising Glory Finance Limited 榮旭金融有限公司 |
Rep | Type 4 — Advising on securities | 2019-04-01 | 2019-05-22 |
| Rising Glory Finance Limited 榮旭金融有限公司 |
Rep | Type 9 — Asset management | 2019-04-01 | 2019-05-22 |