Siu Ling (SFC:BOF193) Tam
譚少玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Ling (SFC:BOF193) Tam (譚少玲), a licensed former licensee with CE reference BOF193. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-04-09 | 2021-10-22 |
| Shanxi Securities International Limited 山證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-04-16 | 2021-02-16 |
| Shanxi Securities International Capital Limited 山證國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-04-16 | 2021-02-16 |