Xiaohan Zhao
趙小寒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaohan Zhao (趙小寒), a licensed Responsible Officer with CE reference BOF377. Currently licensed at 1 firm(s): China Everbright Investment Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Everbright Investment Management Limited 中國光大控股投資管理有限公司 |
RO | Type 4 — Advising on securities | 2023-06-21 | present |
| China Everbright Investment Management Limited 中國光大控股投資管理有限公司 |
RO | Type 9 — Asset management | 2023-06-21 | present |
| China Everbright Investment Management Limited 中國光大控股投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-03-19 | 2023-06-21 |
| China Everbright Investment Management Limited 中國光大控股投資管理有限公司 |
Rep | Type 9 — Asset management | 2019-03-19 | 2023-06-21 |