Siu Ting Chan
陳小婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Ting Chan (陳小婷), a licensed Representative with CE reference BOF597. Currently licensed at 1 firm(s): UBS Securities Asia Limited. Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2023-10-09 | present |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-04-30 | 2023-09-20 |
| Odysseus Capital Asia Limited 奧澌資本亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-05-10 | 2019-07-05 |