Charlie Cong Yan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charlie Cong Yan, a licensed Responsible Officer with CE reference BOG407. Currently licensed at 1 firm(s): Campbell Lutyens Asia Pacific Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Campbell Lutyens Asia Pacific Limited 思誠亞太有限公司 |
RO | Type 1 — Dealing in securities | 2021-01-15 | present |
| Campbell Lutyens Asia Pacific Limited 思誠亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2019-03-29 | 2021-01-15 |