Ho Man Joey Lau
柳浩文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Man Joey Lau (柳浩文), a licensed Responsible Officer with CE reference BOG745. Currently licensed at 2 firm(s): Shacom Futures Limited, Shacom Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts. Total licence records on file: 8.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shacom Futures Limited 上商期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2024-12-11 | present |
| Shacom Futures Limited 上商期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2024-12-11 | present |
| Shacom Securities Limited 上銀證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-10-28 | present |
| Shacom Securities Limited 上銀證券有限公司 |
RO | Type 4 — Advising on securities | 2022-10-28 | present |
| Shacom Futures Limited 上商期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-06-22 | 2024-12-11 |
| Shacom Futures Limited 上商期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2021-06-22 | 2024-12-11 |
| Shacom Securities Limited 上銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-08-19 | 2022-10-28 |
| Shacom Securities Limited 上銀證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-08-19 | 2022-10-28 |