Timothy John Broadly
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Timothy John Broadly ( ), a licensed former licensee with CE reference BOH810. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-15 | 2019-12-03 |