Shangyi Li
酈尚义
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shangyi Li (酈尚义), a licensed Responsible Officer with CE reference BOI347. Currently licensed at 1 firm(s): Definite Capital Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Definite Capital Management Limited |
RO | Type 9 — Asset management | 2025-10-13 | present |
| OP Investment Management Limited 東英投資管理有限公司 |
Rep | Type 9 — Asset management | 2025-01-08 | 2025-10-10 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2021-11-02 | 2024-08-02 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-11-02 | 2024-08-02 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-02 | 2021-09-24 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-05-02 | 2021-09-24 |