Wende Peng
彭文德
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wende Peng (彭文德), a licensed former licensee with CE reference BOJ341. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
RO | Type 1 — Dealing in securities | 2019-12-05 | 2023-03-13 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
RO | Type 1 — Dealing in securities | 2019-12-05 | 2023-03-13 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-12-05 | 2023-03-13 |
| China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-12-05 | 2023-03-13 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
RO | Type 4 — Advising on securities | 2019-12-05 | 2023-03-13 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
RO | Type 5 — Advising on futures contracts | 2019-12-05 | 2023-03-13 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-12-05 | 2023-03-13 |
| China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 |
RO | Type 9 — Asset management | 2019-12-05 | 2023-03-13 |