Yiming (SFC:BOJ702) Liu
劉一鳴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiming (SFC:BOJ702) Liu (劉一鳴), a licensed former licensee with CE reference BOJ702. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-02-22 | 2022-10-12 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-02-22 | 2022-10-12 |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 4 — Advising on securities | 2020-06-16 | 2020-07-20 |
| DA International Financial Service Limited 直達國際金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-27 | 2019-09-06 |
| DA International Financial Service Limited 直達國際金融服務有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-05-27 | 2019-09-06 |