Xianrong Tan
譚顯榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xianrong Tan (譚顯榮), a licensed former licensee with CE reference BOK046. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2019-07-12 | 2019-09-22 |
| Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-07-12 | 2019-09-22 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-07-12 | 2019-09-22 |
| Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2019-07-12 | 2019-09-22 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
RO | Type 4 — Advising on securities | 2019-07-12 | 2019-09-22 |
| Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2019-07-12 | 2019-09-22 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2019-07-12 | 2019-09-22 |
| Changjiang Corporate Finance (HK) Limited 長江證券融資(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-07-12 | 2019-09-22 |
| Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2019-07-12 | 2019-09-22 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-19 | 2019-07-12 |
| Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-06-19 | 2019-07-12 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-06-19 | 2019-07-12 |
| Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-06-19 | 2019-07-12 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-06-19 | 2019-07-12 |
| Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2019-06-19 | 2019-07-12 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2019-06-19 | 2019-07-12 |
| Changjiang Corporate Finance (HK) Limited 長江證券融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-06-19 | 2019-07-12 |
| Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2019-06-19 | 2019-07-12 |