Shuojia Liu
劉朔甲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuojia Liu (劉朔甲), a licensed Responsible Officer with CE reference BOK087. Currently licensed at 1 firm(s): CMB Wing Lung Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB Wing Lung Asset Management Limited 招商永隆資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-08-31 | present |
| CMB Wing Lung Asset Management Limited 招商永隆資產管理有限公司 |
RO | Type 9 — Asset management | 2022-08-31 | present |
| CMB Wing Lung Asset Management Limited 招商永隆資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-08-05 | 2022-08-31 |
| Chiyu International Capital Limited 集友國際資本有限公司 |
Rep | Type 1 — Dealing in securities | 2019-08-29 | 2022-05-06 |
| Chiyu International Capital Limited 集友國際資本有限公司 |
Rep | Type 4 — Advising on securities | 2019-08-29 | 2022-05-06 |
| Chiyu International Capital Limited 集友國際資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-06-27 | 2022-05-06 |