Zicong Ke
柯子聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zicong Ke (柯子聰), a licensed former licensee with CE reference BOK119. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Balyasny Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2022-07-25 | 2023-05-02 |
| Neuberger Berman Asia Limited | Rep | Type 1 — Dealing in securities | 2021-07-02 | 2022-07-12 |
| Neuberger Berman Asia Limited | Rep | Type 9 — Asset management | 2021-07-02 | 2022-07-12 |
| Neuberger Berman Asia Limited | Rep | Type 4 — Advising on securities | 2021-06-09 | 2022-07-12 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-05-28 | 2021-05-28 |