Lei Chen
陈磊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lei Chen (陈磊), a licensed Responsible Officer with CE reference BOK235. Currently licensed at 1 firm(s): Kings Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kings Securities Limited 乾途證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-12-24 | present |
| Kings Securities Limited 乾途證券有限公司 |
RO | Type 4 — Advising on securities | 2020-12-24 | present |
| Kings Securities Limited 乾途證券有限公司 |
RO | Type 9 — Asset management | 2020-12-24 | present |
| Jingdong Securities Limited 京東証劵有限公司 |
RO | Type 1 — Dealing in securities | 2019-08-13 | 2020-12-18 |
| Jingdong Securities Limited 京東証劵有限公司 |
RO | Type 4 — Advising on securities | 2019-08-13 | 2020-12-18 |
| Jingdong Securities Limited 京東証劵有限公司 |
RO | Type 9 — Asset management | 2019-08-13 | 2020-12-18 |