Shuting Ma
馬姝婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuting Ma (馬姝婷), a licensed Representative with CE reference BOL304. Currently licensed at 1 firm(s): PICC Asset Management (Hong Kong) Company Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PICC Asset Management (Hong Kong) Company Limited 中國人保香港資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-05-24 | present |
| PICC Asset Management (Hong Kong) Company Limited 中國人保香港資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-05-24 | present |
| Zhongtai International Financial Products Limited 中泰國際金融產品有限公司 |
Rep | Type 1 — Dealing in securities | 2021-01-27 | 2022-04-09 |
| Founder Securities (Hong Kong) Capital Company Limited 方正證券(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-05-11 | 2020-10-23 |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-12-10 | 2020-03-28 |
| Founder Asset Management (Hong Kong) Limited 方正資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2019-06-20 | 2020-02-20 |