Gavan Mark Carroll
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gavan Mark Carroll ( ), a licensed former licensee with CE reference BOM388. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ord Minnett Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2019-07-29 | 2020-01-29 |
| Ord Minnett Hong Kong Limited |
Rep | Type 4 — Advising on securities | 2019-07-29 | 2020-01-29 |