Philip Han Wen Wu
吳翰文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philip Han Wen Wu (吳翰文), a licensed Representative with CE reference BOM514. Currently licensed at 1 firm(s): Pleiad Investment Advisors Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pleiad Investment Advisors Limited 磊亞投資顧問有限公司 |
Rep | Type 9 — Asset management | 2025-08-01 | present |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2020-11-13 | 2025-03-14 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2020-11-13 | 2025-03-14 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2019-06-28 | 2019-07-07 |