Abhijit Shroff
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Abhijit Shroff ( ), a licensed former licensee with CE reference BOM516. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dimensional Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2022-11-22 | 2022-11-24 |
| Dimensional Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2020-01-31 | 2020-02-05 |
| Dimensional Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2020-01-17 | 2020-01-22 |
| Dimensional Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2019-12-06 | 2019-12-12 |
| Dimensional Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2019-08-02 | 2019-08-09 |
| Dimensional Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2019-06-24 | 2019-06-28 |